SEC-Registered Transfer Agent

Advanced Transfer Agent Services for Modern Capital Markets

Delivering institutional-grade transfer agent services powered by cutting-edge technology, ensuring secure, compliant, and efficient management of securities administration and shareholder services, supporting the Open Cap Table Protocol and the standard established by the Open Cap Table coalition.

Regulatory Excellence

SEC compliance with automated regulatory reporting and comprehensive audit trails for institutional confidence.

Technology Driven

Advanced automation & real-time processing capabilities that scale with your business requirements. Supporting the Open Cap Table Protocol.

Enterprise Grade

Dedicated service model designed specifically for companies, issuers, broker-dealers & institutional clients with complex requirements.

Comprehensive Transfer Agent Solutions

We provide end-to-end transfer agent services designed for institutional clients requiring the highest levels of security, compliance, and operational excellence.

Shareholder Services

Complete shareholder record maintenance, transfer processing, and communication services with institutional-grade security and compliance monitoring.

  • Stock transfer processing and validation
  • Shareholder record maintenance and updates
  • Dividend and distribution administration
  • Proxy solicitation and voting support
  • Escheatment services and compliance

Regulatory Compliance

Comprehensive compliance management ensuring adherence to SEC regulations, tax reporting requirements, and industry standards with automated monitoring.

  • SEC regulatory filings and reporting
  • FINRA compliance monitoring
  • Audit support and documentation
  • Regulatory change management

Corporate Actions

Expert management of all corporate action events including stock splits, mergers, spin-offs, and special distributions with automated processing capabilities.

  • Stock splits and stock dividends
  • Merger and acquisition processing
  • Rights offerings and warrants
  • Spin-off distributions
  • Tender offers and exchange offers

Introducing Compliance Transfer Orchestrator

Our flagship application that revolutionizes transfer agent operations through intelligent automation, real-time compliance monitoring, and seamless workflow orchestration for institutional clients.

  • Automated transfer processing with built-in compliance validation
  • Real-time regulatory monitoring and instant alerts
  • Integrated workflow management for complex transactions
  • Advanced analytics and comprehensive reporting
  • Seamless API integration with existing systems
  • Production-grade security with full audit trails
  • Scalable architecture for enterprise deployment
Contact us
CTO
Compliance Transfer Orchestrator
on Optimism, Base, Solana, and soon on Canton Network
17,243
CAP TABLE ISSUANCES & TRANSFERS
99.9%
EXECUTION RATE
$1.2B
OCP VALUE PROCESSED
0.3s
AVG PROCESS TIME

Ready to Transform Your Transfer Agent Operations?

Partner with Transfer Agent XYZ for institutional-grade transfer agent services powered by cutting-edge technology and unmatched expertise. Schedule a consultation to discuss your specific requirements.

Contact us

Email

contact@transfer-agent.xyz

Office

8 The Green Ste 4000
Dover, DE 19901